Back to finance Workflows

Post-Trade / Post-Execution Exception Handling

Buyer Thought

"We're exposed to operational risk, and we know it."

Applies To

Finance

Pilot Scope

Trade confirmation monitoring → anomaly detection → exception routing → resolution tracking

Pricing

  • One-time: $4,000–$8,000
  • Monthly: $750–$1,500

Why This Workflow Matters

As settlement cycles compress and trading complexity increases, manual post-trade workflows expose firms to outsized operational and regulatory risk. Post-execution exception agents monitor confirmations, detect discrepancies, route issues, and track resolution, materially reducing settlement fails and compliance exposure without expanding back-office teams. This provides institutional-grade operational resilience for smaller firms.

Pain Points

  • Manual reconciliation

  • Settlement fails

  • Compressed settlement timelines

  • Limited ops headcount

Problems Solved

  • Automated exception detection

  • Faster resolution

  • Lower operational risk

Quantified ROI

  • Reduced settlement fail rates, lower operational risk exposure, avoided regulatory penalties and client issues

Key Performance Indicators

  • CEO: Operational risk incidents
  • Operator: Exceptions resolved, resolution time

Ready to implement this workflow?

Start with a 2-week pilot. See measurable results. Scale when you're ready.

View More Workflows